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Server administrator position responsible for implementing network projects, analysis and repair of server problems, and management and maintenance of servers and connections. Responsibilities -...
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Job Overview: This position will oversee two broker dealer servicing operations for the broker/dealer arm of Waddell & Reed – ADP for non-proprietary check and application business, and Pershing for...
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Travel to company field offices and examine the procedures & activities of the office and advisors associated with each office, evaluating them for compliance with applicable company and industry...
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Provide administrative support pertaining to various Learning Solutions systems. Responsibilities • Field incoming calls and emails regarding Learning Solutions systems questions and/or issues from...
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Primary duty is to review and process incoming and outgoing transfer requests from advisors/clients. This individual is responsible for delivering a high level of support in a high risk environment...
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Primary duty is to review and process account related items including but not limited to new accounts and maintenance requests. This individual is responsible for delivering a high level of support...
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Assists Financial Advisors Division in support of the SunGard business application; this individual will be the OnBoard and Prosurv business application subject matter expert and first line of...
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Conduct surveillance of financial advisor and firm sales activities through the use of exception reports to identify and resolve compliance related issues. Provide guidance and training to advisor,...
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Supervise the firm’s investment advisory sales activities through the use of exception reports and other surveillance tools. Provide support for investment advisory business lines and products...
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Within the Mutual Funds Accounting department, this position is on the team that deals with "general ledger" aspects of mutual funds accounting work. As an Associate Accountant, this entry level...
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